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| Audit & Compliance Workflow Automation |
KEY BENEFITS
- Fewer internal control gaps with improved insight into compliance and risk management processes.
- Lower audit costs and business performance disruption by streamlining audit and compliance workflows.
- Continual improvement of audit and compliance processes with deep, real - time insight into audit process status, documentation, and communications.
MORE OVERSIGHT. LESS OVERHEAD.
Risk managers know: operational assurance is like herding cats. At any given time, auditors and managers might be tracking hundred, even thousands, of process and control objectives. To do this, they must know what operational controls and assets exist, how they're being assured, their status in assurance workflows, and relevant communications and findings.
Managing these efforts requires time and resources, expenditures that translate into capital expense and disruption. By automating audit tracking, workflows, scheduling, and documentation, companies can not only reduce the costs of operational assurance; but also improve information control. The resulting improvement in information integrity, confidentiality, and availability support more effective business processes and, ultimately, better bottom - line performance.
Komply Audit & Compliance Workflow Automation offers a sophisticated automation platform and expert professional support for audit and compliance workflow management. Empower more effective, efficient risk management, compliance management, and business - process improvement through Komply with:
- Control definition and tracking
- Audit and internal - control workflow automation
- Real - time insight and practical analysis into assurance - process performance
- Flexible performance alerts and communications management
- Professional services and 24x7 support
Managers can associate audit and compliance processes with control criteria at a granular level, and can either select and customize predefined criteria from Keross Control & Compliance Checklists or input or import their own unique internal control criteria.
With Komply, you can also map and manage complex business and audit processes - both machine and human. As a key component of the Komply solution, Keross Business Process Consultants will work with your internal manager to map compliance and assurance processes and automate effective performance workflows.
KEY FEATURES
Compliance Process Discovery & Definition Audit - Leverage the know - how of Keross expert professional support staff to discover and map existing audit workflows.
Audit & Compliance Workflow Automation - Define, refine and track steps; roles and responsibilities; contingent, dependent, and exceptional actions; process hand - offs; scheduling; and relevant communications for audit and compliance processes.
Risk Ranking & Control Prioritization - Easily rank your control objectives, and track control progress against risk management priorities, with Komply’s built - in risk - weighting algorithm.
Dynamic Form Generation - Collect and manage audit and compliance evidence with Komply's powerful interactive - form builder.
Control & Compliance Checklist Associations - Associate and track the control criteria that drive audit and performance processes through Keross's control knowledgebase of hundreds of rationalized control objectives associated with major regulations, operational standards, and best - practice frameworks.
Inline Notations & Commentary - Supplement your audit and control workflows with inline commentary and links to evidence from previously - conducted audits. Komply simplifies the task of identifying process shortcomings and improvement opportunities, since workflows are continually saved and changes are tracked.
Evidence Management - Streamline the task of associating, tracking, and reviewing the documentation, evidence, draft documents, and communications relevant to audit and compliance workflows.
Real - Time Performance Monitoring & Alerts (Optional) - As add - on services, Keross Kognit, Kore, and Kontinuity can integrate live business - system performance data into governance dashboards and alerts, allowing managers to see and/or receive real - time alerts for availability and performance issues that belie control effectiveness.
iKon Platform Features
- End - to - End Coverage
- Robust Identity and Access Management
- Configurable Alerting
- Access - Anywhere Management Dashboards
- In - Depth Performance Analysis and Reporting
- Documentation Repository
- Secure, Persistent Functionality
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